Lo, Wai Kiu 羅暐喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHEONG LEE SECURITIES LIMITED | Rep | Dealing in securities | 2011-12-07 | 2012-03-30 |
| 2 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2015-09-02 | 2017-12-09 |
| 3 | ORIENT SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-02 | 2012-09-18 |
| 4 | Wealthy Securities Limited | Rep | Advising on securities | 2017-12-22 | 2020-08-28 | Rep | Asset management | 2017-12-22 | 2020-08-28 | Rep | Dealing in securities | 2017-12-22 | 2020-08-28 |
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