Mehta, Harshad Satish
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GFI (HK) SECURITIES L.L.C. | Rep | Dealing in futures contracts | 2022-12-01 | Rep | Dealing in securities | 2022-12-01 | Rep | Automated trading services | 2023-02-06 |
| 2 | ICAP Securities Hong Kong Limited | Rep | Dealing in futures contracts | 2022-03-30 | 2022-08-31 | Rep | Dealing in securities | 2022-03-30 | 2022-08-31 |
| 3 | NITTAN CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2011-12-15 | 2012-09-30 |
| 4 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-07-12 | 2022-08-31 | Rep | Dealing in securities | 2021-07-12 | 2022-08-31 |
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