Chau, Kong San 周港新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JQ Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-06-01 | 2020-10-19 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2020-10-23 |
| 2 | China Vered Asset Management (Hong Kong) Limited | Rep | Asset management | 2017-05-29 | 2020-05-28 | JQ Securities (Hong Kong) Limited | Rep | 2020-06-01 | 2020-10-19 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-07-13 | 2016-06-30 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2020-11-05 |
| 4 | DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-23 | 2016-06-30 | JQ Securities (Hong Kong) Limited | Rep | 2020-06-01 | 2020-10-19 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 2020-10-23 |
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