Neligan, David Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2016-01-04 | 2017-01-21 | Rep | Advising on securities | 2016-02-12 | 2017-01-21 |
2 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2012-01-10 | 2015-02-28 | Rep | Dealing in securities | 2012-01-10 | 2015-02-28 |
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