Ng, Kin Kwan 吳建群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2012-01-10 | 2013-03-20 |
| 2 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-01-10 | 2013-03-20 |
| 3 | Optima Capital Limited | Rep | Advising on corporate finance | 2013-06-03 | 2017-05-27 |
| 4 | Optima Capital Limited | Rep | Dealing in securities | 2013-06-03 | 2017-05-27 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2017-06-14 | 2018-11-28 |
| 6 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-14 | 2020-08-28 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2017-06-14 | 2020-08-28 |
| 8 | Trenda Corporate Finance Limited | RO | Advising on corporate finance | 2021-03-15 | 2023-06-05 |
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