Kwok, Wang Li Connie 郭弘琍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-04-06 | 2018-05-29 | Rep | Dealing in securities | 2018-04-06 | 2018-05-29 |
| 2 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2018-07-12 | 2019-07-02 | Rep | Dealing in securities | 2018-07-12 | 2019-07-02 |
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