Li, Xiaofan (SFC:BMU939) 李晓凡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BIL Wealth Management Limited | Rep | Dealing in securities | 2021-06-25 | 2025-02-18 | Rep | Advising on securities | 2021-07-06 | 2025-02-18 | Rep | Asset management | 2021-07-06 | 2025-02-18 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2025-07-07 | |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2025-06-03 | Rep | Dealing in securities | 2025-06-03 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-04-19 | 2020-12-24 | Rep | Dealing in securities | 2018-04-19 | 2020-12-24 | Rep | Dealing in futures contracts | 2018-05-31 | 2020-12-24 |
| 5 | SDICS International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-01-29 | 2021-06-11 |
| 6 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-01-29 | 2021-06-11 |
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