Mishra, Rishi
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AS CAPITAL LIMITED | Rep | Dealing in securities | 2022-11-18 | 2023-10-24 | RO | Dealing in securities | 2023-10-24 | 2024-06-20 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2018-04-26 | 2020-11-27 | Rep | Dealing in securities | 2018-04-26 | 2020-11-27 |
| 3 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Automated trading services | 2021-02-18 | 2022-04-22 | Rep | Dealing in securities | 2021-02-18 | 2022-04-22 |
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