Chan, Phyllis Yuk Ying 陳玉英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PIPER JAFFRAY ASIA LIMITED | RO | Advising on corporate finance | 2004-03-22 | 2006-04-20 |
| 2 | Polaris Capital (Asia) Limited | RO | Dealing in securities | 2003-08-12 | RO | Advising on corporate finance | 2004-03-05 |
| 3 | Yuanta Asia Investment (Hong Kong) Limited | RO | Advising on corporate finance | 2004-03-05 |
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