Poon, Mike Ho Man 潘浩文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Friedmann Pacific Asset Management (Hong Kong) Limited | RO | Advising on securities | 2015-09-07 | RO | Asset management | 2015-09-07 |
| 2 | Sino-Rich Securities & Futures Limited | RO | Dealing in securities | 2014-05-30 | RO | Advising on corporate finance | 2005-09-17 | 2011-03-15 |
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