Yung, Tak Po 翁德寶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sino-Rich Securities & Futures Limited | RO | Advising on corporate finance | 2004-06-18 | |
| 2 | Sino-Rich Securities & Futures Limited | RO | Advising on securities | 2004-06-18 | |
| 3 | Sino-Rich Securities & Futures Limited | RO | Asset management | 2004-06-18 | |
| 4 | Sino-Rich Securities & Futures Limited | RO | Dealing in securities | 2004-12-13 | |
| 5 | China Finance KAB Limited | RO | Dealing in futures contracts | 2004-12-23 | 2006-11-15 |
| 6 | China Finance KAB Limited | RO | Dealing in securities | 2004-12-23 | 2006-11-15 |
| 7 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Dealing in securities | 2007-01-30 | 2008-10-01 |
| 8 | GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2007-11-29 | 2008-10-01 |
| 9 | GUOYUAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-03-05 | 2008-10-01 |
| 10 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | RO | Advising on securities | 2008-06-16 | 2008-10-01 |
| 11 | JIMEI FUTURES LIMITED | RO | Dealing in futures contracts | 2008-12-09 | 2009-07-31 |
| 12 | JIMEI SECURITIES LIMITED | RO | Dealing in securities | 2008-12-09 | 2009-07-31 |
| 13 | Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2010-04-08 | 2010-10-01 |
| 14 | Future Growth Financial Services Limited | RO | Dealing in securities | 2010-04-08 | 2010-10-01 |
| 15 | INTERCHINA FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-10-04 | 2010-10-26 |
| 16 | INTERCHINA SECURITIES LIMITED | Rep | Dealing in securities | 2010-10-04 | 2010-10-26 |
| 17 | INTERCHINA FUTURES LIMITED | RO | Dealing in futures contracts | 2010-10-26 | 2011-11-15 |
| 18 | INTERCHINA SECURITIES LIMITED | RO | Dealing in securities | 2010-10-26 | 2011-11-15 |
| 19 | RaffAello Securities (HK) Limited | RO | Dealing in securities | 2011-11-18 | 2012-02-08 |
| 20 | Vantage New Generation Securities Limited | RO | Dealing in securities | 2012-08-03 | 2013-08-01 |
| 21 | China Vered Securities Limited | RO | Dealing in securities | 2013-12-03 | 2016-02-01 |
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