Shiu, Shu Ming 蕭恕明

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 ORIENT SECURITIES LIMITED RO Advising on securities 2024-04-15
2 ORIENT SECURITIES LIMITED RO Asset management 2024-04-15
3 ORIENT SECURITIES LIMITED RO Dealing in securities 2024-04-15
4 SOUTH CHINA CAPITAL LIMITED Rep Advising on corporate finance 2008-07-15 2009-01-02
5 SOUTH CHINA RESEARCH LIMITED Rep Advising on securities 2009-03-05 2009-11-23
6 SOUTH CHINA CAPITAL LIMITED RO Advising on corporate finance 2009-01-02 2010-08-17
7 SOUTH CHINA SECURITIES LIMITED Rep Dealing in securities 2009-01-13 2010-08-17
8 Zijing Capital Limited Rep Advising on corporate finance 2010-09-09 2010-11-01
9 Zijing Capital Limited RO Advising on corporate finance 2010-11-01 2013-09-01
10 UPBEST ASSETS MANAGEMENT LIMITED RO Advising on corporate finance 2014-05-13 2015-04-01
11 UPBEST ASSETS MANAGEMENT LIMITED Rep Asset management 2014-05-13 2015-04-01
12 UPBEST SECURITIES COMPANY LIMITED RO Advising on corporate finance 2014-05-13 2015-04-01
13 UPBEST SECURITIES COMPANY LIMITED Rep Asset management 2014-05-13 2015-04-01
14 EUTO CAPITAL PARTNERS LIMITED RO Advising on corporate finance 2015-04-28 2022-04-23

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