Cheung, Yin Ling (SFC:AYZ253) 張賢寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Corporate Advisory Limited | RO | Advising on corporate finance | 2015-09-11 | 2016-10-21 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2015-10-26 | 2016-10-21 |
| 3 | Austin Asia Securities Limited | RO | Advising on corporate finance | 2012-11-14 | 2014-06-30 |
| 4 | CNCB (Hong Kong) Capital Limited | RO | Advising on corporate finance | 2012-03-23 | 2013-04-03 |
| 5 | Grand Moore Capital Limited | Rep | Advising on corporate finance | 2016-10-24 | 2016-12-19 | Rep | Dealing in securities | 2016-10-24 | 2018-07-01 | RO | Advising on corporate finance | 2016-12-19 | 2018-07-01 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2014-11-07 | 2015-08-21 | Rep | Dealing in securities | 2014-11-07 | 2015-08-21 |
| 7 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Advising on corporate finance | 2014-09-02 | 2015-08-21 |
| 8 | Superactive Financial Group Company Limited | RO | Advising on corporate finance | 2018-12-07 | Rep | Dealing in securities | 2018-12-07 | 2020-08-14 |
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