Du, Xu (SFC:AZC459) 杜栩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2016-03-18 | 2019-05-28 |
| 2 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2012-03-28 | 2019-05-28 | Rep | Dealing in securities | 2012-03-28 | 2019-05-28 |
| 3 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2021-08-12 | Rep | Dealing in securities | 2021-08-12 | Rep | Advising on securities | 2021-09-10 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-08-12 | |
| 5 | ZHONGTAI INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-07-25 | 2021-07-29 | Rep | Dealing in securities | 2019-07-25 | 2021-07-29 |
| 6 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-25 | 2021-07-29 |
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