Lai, Ming Him 黎銘謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ACU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-05-15 | 2018-12-05 |
2 | ACU SECURITIES LIMITED | Rep | Advising on securities | 2016-05-11 | 2016-06-17 | Rep | Dealing in securities | 2016-05-11 | 2016-06-17 | RO | Advising on securities | 2016-06-17 | 2018-12-05 | RO | Dealing in securities | 2016-06-17 | 2018-12-05 |
3 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2022-02-18 | 2022-04-21 | Rep | Asset management | 2022-02-18 | 2022-04-21 | Rep | Dealing in securities | 2022-02-18 | 2022-04-21 | RO | Advising on securities | 2022-04-21 | RO | Asset management | 2022-04-21 | RO | Dealing in securities | 2022-04-21 |
4 | ORIENT SECURITIES LIMITED | RO | Advising on securities | 2018-12-18 | 2021-12-20 | RO | Dealing in securities | 2018-12-18 | 2021-12-20 | RO | Asset management | 2019-09-06 | 2021-12-20 |
5 | Wanhai Securities (HK) Limited | Rep | Advising on securities | 2012-04-23 | 2016-02-15 | Rep | Dealing in securities | 2012-04-23 | 2016-02-15 | RO | Advising on securities | 2016-02-15 | 2016-03-29 | RO | Dealing in securities | 2016-02-15 | 2016-03-29 |
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