Poon, Kar Ching 潘嘉程
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-12-10 | 2021-11-12 | CMB International Securities Limited | Rep | 2021-12-01 | CMB International Global Markets Limited | Rep | 2022-08-29 |
| 2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-04-24 | 2014-11-18 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | 2014-12-10 | 2021-11-12 | CMB International Global Markets Limited | Rep | 2021-12-01 | CMB International Securities Limited | Rep | 2021-12-01 |
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