Au, Yip Shing 區業誠

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED Rep Advising on securities 2013-05-16 2022-08-31
Rep Asset management 2013-05-16 2022-08-31
2 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED Rep Dealing in securities 2012-04-26 2012-11-15
3 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED Rep Dealing in securities 2012-04-26 2012-11-15

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