Mok, Chue Man 莫鑄文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-03-07 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-13 | 2017-03-07 |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-03-21 | 2019-05-03 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-03-21 | 2019-05-03 |
| 5 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-08-26 | 2016-12-06 | Rep | Advising on securities | 2016-10-12 | 2016-12-06 |
| 6 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2023-01-04 | Rep | Asset management | 2023-01-04 | Rep | Dealing in securities | 2023-01-26 |
| 7 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-05-09 | 2013-10-18 | Rep | Dealing in futures contracts | 2013-04-03 | 2013-10-18 | Rep | Dealing in futures contracts | 2014-07-29 | 2016-06-03 | Rep | Dealing in securities | 2014-07-29 | 2016-06-03 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-23 | 2016-08-16 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-23 | 2016-08-16 |
| 10 | YONGAN GUOFU ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-06-17 | 2022-08-10 | Rep | Asset management | 2019-06-17 | 2022-08-10 |
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