Lau, Cheuk Ho 劉焯豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2017-10-25 | |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-10-25 | 2023-03-08 | Rep | Advising on securities | 2021-06-18 | RO | Dealing in securities | 2023-03-08 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-05-19 | 2017-10-17 | Rep | Dealing in securities | 2015-05-19 | 2017-10-17 | Rep | Advising on securities | 2015-12-14 | 2017-10-17 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2015-03-20 | 2015-05-09 | Rep | Asset management | 2015-03-20 | 2015-05-09 | Rep | Dealing in securities | 2015-03-20 | 2015-05-09 |
| 5 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-09 | 2014-11-14 |
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