Cheng, Man Wai (SFC:AZO361) 鄭文慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2019-01-11 | 2020-06-01 | Rep | Dealing in securities | 2019-01-11 | 2020-06-01 |
| 2 | Huaan Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2022-05-25 | Rep | Dealing in securities | 2022-05-25 |
| 3 | Huaan Securities (Hong Kong) Futures Limited | Rep | Advising on futures contracts | 2022-05-25 | Rep | Dealing in futures contracts | 2022-05-25 |
| 4 | Hywin Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-08-09 | 2017-09-13 |
| 5 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2012-06-07 | 2018-11-03 | Rep | Dealing in securities | 2012-06-07 | 2018-11-03 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2020-06-17 | 2021-06-01 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2020-06-17 | 2021-06-01 |
| 8 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2021-06-11 | 2022-04-04 |
| 9 | Yunfeng Securities Limited | Rep | Dealing in securities | 2021-06-11 | 2022-04-04 |
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