Lee, Kwok Wan (SFC:AZL662) 李冠潤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2020-09-17 | Rep | Asset management | 2020-09-17 | Rep | Dealing in securities | 2020-09-17 |
| 2 | ORIENTAL PATRON ASIA LIMITED | Rep | Asset management | 2012-06-11 | 2012-12-31 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-01-10 | 2013-12-31 |
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