Kwan, Kiu Fung 關翹峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2021-03-11 | |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Dealing in securities | 2021-03-11 | |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-03-11 | Rep | Dealing in securities | 2021-03-11 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-06-24 | 2016-07-01 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-06-24 | 2016-07-01 |
| 6 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-06-18 | 2015-04-19 | Rep | Dealing in securities | 2012-06-18 | 2015-04-19 | Rep | Dealing in futures contracts | 2016-08-17 | 2017-06-01 | Rep | Dealing in securities | 2016-08-17 | 2017-06-01 |
| 7 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-10-03 | 2020-09-02 |
| 8 | CMB International Securities Limited | Rep | Dealing in securities | 2019-10-03 | 2020-09-02 |
| 9 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-05-30 | 2019-09-01 |
| 10 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-05-30 | 2019-09-01 |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-10-19 | 2019-05-15 |
| 12 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-10-19 | 2019-05-15 |
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