Chan, Yuk (SFC:AZL980) 陳煜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2021-06-23 | 2021-12-31 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-08-25 | 2018-08-13 | Rep | Dealing in securities | 2017-08-25 | 2018-08-13 |
| 3 | DONVEX CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-06-18 | 2012-12-18 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2019-02-15 | 2020-03-05 |
| 5 | KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2018-08-22 | 2020-03-05 | Rep | Dealing in securities | 2018-08-22 | 2020-03-05 |
| 6 | Quam Securities Limited | Rep | Dealing in securities | 2020-11-25 | 2021-05-21 | Rep | Advising on securities | 2020-12-04 | 2021-05-21 | Rep | Dealing in futures contracts | 2020-12-04 | 2021-05-21 |
| 7 | Sunfund Capital Limited | Rep | Advising on corporate finance | 2020-04-29 | 2020-11-09 |
| 8 | SUNFUND SECURITIES LIMITED | Rep | Dealing in securities | 2020-04-29 | 2020-11-09 |
| 9 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-26 | 2017-07-18 |
| 10 | Zijing Capital Limited | Rep | Advising on corporate finance | 2022-01-20 |
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