Au, Hin Kwong 區顯光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-08-22 | 2017-08-14 | Rep | Dealing in securities | 2014-08-22 | 2017-08-14 |
| 2 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-03-19 | 2021-08-23 | Rep | Dealing in securities | 2018-03-19 | 2021-08-23 |
| 3 | HUAJUN CAPITAL LIMITED | Rep | Asset management | 2017-10-25 | 2018-02-07 |
| 4 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-01-14 | 2014-07-18 |
| 5 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-09-28 | |
| 6 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2012-06-19 | 2012-12-28 |
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