Ng, Hoi Ki (SFC:AZR917) 吳海祺
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Blue Lotus Capital Advisors Limited | Rep | Advising on securities | 2015-12-09 | 2016-02-17 | RO | Advising on securities | 2016-02-17 | 2020-11-30 |
2 | Manulife Investment Management (Hong Kong) Limited | RO | Dealing in securities | 2012-07-05 | 2014-06-07 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-06-15 | 2023-04-26 |
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