Chau, Kong Wai 周港威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ATLANTIS INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2019-08-26 | 2020-08-05 | Rep | Asset management | 2019-08-26 | 2020-08-05 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-02 | 2013-10-08 |
| 3 | Essence Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-04-18 | 2017-06-25 |
| 4 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-04-18 | 2017-06-25 |
| 5 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2017-08-01 | 2019-07-02 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2017-08-01 | 2019-07-02 |
| 7 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2014-11-27 | 2017-04-05 | Rep | Dealing in securities | 2014-11-27 | 2017-04-05 |
| 8 | Pinpoint Asset Management Limited | Rep | Asset management | 2022-04-25 | |
| 9 | Raffles Assets Management (HK) Co. Limited | Rep | Advising on securities | 2020-09-03 | 2022-04-11 | Rep | Asset management | 2020-09-03 | 2022-04-11 | Rep | Dealing in securities | 2021-09-01 | 2022-04-11 |
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