Wu, Haoyuan 伍浩元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on securities | 2019-04-17 | 2020-02-04 |
| 2 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-06-17 | 2019-04-12 |
| 3 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2014-01-15 | 2015-01-15 | Rep | Dealing in securities | 2014-01-15 | 2015-01-15 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2014-01-15 | 2015-05-23 | Rep | Advising on securities | 2014-10-06 | 2015-05-23 |
| 5 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2020-02-18 | |
| 6 | Interactive Brokers LLC | Rep | Dealing in futures contracts | 2012-08-13 | 2014-01-01 | Rep | Dealing in securities | 2012-08-13 | 2014-01-01 | Rep | Leveraged foreign exchange trading | 2013-01-22 | 2014-01-01 |
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