Cai, Siqi (SFC:BAC045) 蔡斯琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alpha Win Capital Limited | Rep | Advising on securities | 2021-04-22 | Rep | Dealing in securities | 2021-04-22 | Rep | Asset management | 2021-05-24 |
| 2 | BOCOM International Asset Management Limited | Rep | Dealing in securities | 2015-10-05 | 2019-10-11 | Rep | Advising on securities | 2015-11-03 | 2019-10-11 | Rep | Asset management | 2019-05-16 | 2019-10-11 |
| 3 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2019-11-06 | 2021-03-26 | Rep | Dealing in securities | 2019-11-06 | 2021-03-26 |
| 4 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2012-08-21 | 2014-09-05 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2014-09-17 | 2015-09-26 | Rep | Dealing in securities | 2014-09-17 | 2015-09-26 |
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