Tang, Kai Wing (SFC:BAB779) 鄧啟榮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HANG SENG INVESTMENT MANAGEMENT LIMITED Rep Advising on securities 2020-10-29 2021-01-03
Rep Asset management 2020-11-20 2021-01-03
Rep Dealing in securities 2020-11-20 2021-01-03
2 HANG SENG INVESTMENT SERVICES LIMITED Rep Advising on securities 2017-03-23 2020-10-04
Rep Advising on securities 2022-12-23
3 Rich Union Securities (H.K.) Limited Rep Dealing in securities 2012-09-14 2014-11-30
4 UOB KAY HIAN (HONG KONG) LIMITED Rep Dealing in securities 2014-12-08 2015-01-16

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