Wong, Tsz Ying (SFC:BAF385) 王子盈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2022-02-23 | 2022-07-08 | Rep | Dealing in securities | 2022-02-23 | 2022-07-08 |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-10-15 | 2014-04-03 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2012-10-15 | 2014-04-03 |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2014-04-23 | 2017-11-24 | Rep | Dealing in securities | 2014-04-23 | 2017-11-24 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-27 | 2021-03-23 | Rep | Dealing in securities | 2017-12-27 | 2021-10-15 | RO | Advising on corporate finance | 2021-03-23 | 2021-10-15 |
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