Mak, Ho Ming (SFC:BAJ419) 麥皓明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2016-06-21 | 2017-01-16 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-02-23 | 2016-06-13 |
| 3 | NEW REGION SECURITIES COMPANY LIMITED | Rep | Asset management | 2023-02-13 | 2023-06-06 | Rep | Dealing in securities | 2023-02-13 | 2023-06-06 |
| 4 | Sino-Rich Securities & Futures Limited | Rep | Advising on securities | 2020-07-10 | 2021-02-23 | Rep | Asset management | 2020-07-10 | 2021-02-23 | Rep | Dealing in securities | 2020-08-26 | 2021-02-23 |
| 5 | Xen Capital (HK) Limited | Rep | Advising on securities | 2019-08-06 | 2020-06-29 | Rep | Asset management | 2019-08-06 | 2020-06-29 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-30 | 2014-08-18 | Rep | Advising on securities | 2018-05-21 | 2018-11-15 | Rep | Dealing in securities | 2018-05-21 | 2018-11-15 |
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