Ng, Samson Siu Lun 伍兆麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-11-22 | 2016-09-01 | Rep | Dealing in securities | 2012-11-22 | 2016-09-01 |
| 2 | Cityline Securities Limited | RO | Dealing in securities | 2020-02-20 | |
| 3 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-10-06 | 2018-09-30 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-06 | 2017-02-20 | Rep | Advising on securities | 2016-10-06 | 2018-09-30 | RO | Dealing in securities | 2017-02-20 | 2018-09-30 |
| 5 | Tiger Securities Asset Management Company Limited | Rep | Advising on securities | 2018-12-21 | 2020-01-03 | Rep | Asset management | 2018-12-21 | 2020-01-03 | RO | Dealing in securities | 2018-12-21 | 2020-01-03 |
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