Ip, Shing Chung 葉承宗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-12-10 | 2014-02-21 |
2 | Eddid Securities and Futures Limited | Rep | Asset management | 2022-05-25 | 2024-06-29 | Rep | Dealing in futures contracts | 2022-05-25 | 2024-06-29 | Rep | Dealing in securities | 2022-05-25 | 2024-06-29 |
3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2015-12-23 | 2019-07-02 | Rep | Dealing in securities | 2015-12-23 | 2019-07-02 | Rep | Asset management | 2016-09-30 | 2019-07-02 |
4 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-01-14 | 2022-05-02 |
5 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-01-14 | 2022-05-02 |
6 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2020-01-14 | 2022-05-02 |
7 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-03-25 | 2015-12-12 | Rep | Dealing in securities | 2014-03-25 | 2015-12-12 |
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