Sou, Alfred Ronald 仇夢軒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-12-18 | 2021-11-30 | Rep | Dealing in securities | 2018-09-19 | 2021-11-30 |
| 2 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2013-08-15 | 2015-04-02 | Rep | Dealing in securities | 2014-04-22 | 2015-04-02 |
| 3 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2012-12-18 | 2013-05-25 |
| 4 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-12-18 | 2013-05-25 |
| 5 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-12-18 | 2013-05-25 |
| 6 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2015-04-20 | 2017-12-08 | Rep | Dealing in securities | 2015-04-20 | 2017-12-08 | Rep | Asset management | 2016-02-01 | 2017-12-08 |
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