Kong, Wai Wa 鄺偉華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CIS SECURITIES ASSET MANAGEMENT LIMITED Rep Advising on securities 2015-09-09 2020-05-16
Rep Dealing in futures contracts 2015-09-09 2020-05-16
Rep Dealing in securities 2015-09-09 2020-05-16
Rep Asset management 2019-01-07 2020-05-16
2 CMB INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2013-03-04 2014-05-03
3 HARRIS FRASER (INTERNATIONAL) LIMITED Rep Advising on securities 2020-08-17 2020-10-28
Rep Asset management 2020-08-17 2020-10-28
Rep Dealing in securities 2020-08-17 2020-10-28

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