Kong, Wai Wa 鄺偉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-09-09 | 2020-05-16 | Rep | Dealing in futures contracts | 2015-09-09 | 2020-05-16 | Rep | Dealing in securities | 2015-09-09 | 2020-05-16 | Rep | Asset management | 2019-01-07 | 2020-05-16 |
| 2 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-03-04 | 2014-05-03 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2020-08-17 | 2020-10-28 | Rep | Asset management | 2020-08-17 | 2020-10-28 | Rep | Dealing in securities | 2020-08-17 | 2020-10-28 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy