Suen, Ho Yi 孫可兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CNI Securities Group Limited | Rep | Dealing in securities | 2013-06-11 | 2015-12-01 | Rep | Advising on securities | 2014-12-29 | 2015-12-01 |
2 | KOALA SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-07 | 2017-05-31 |
3 | Rifa Securities Limited | Rep | Dealing in securities | 2013-03-11 | 2013-05-30 |
4 | Yellow River Securities Limited | RO | Dealing in securities | 2017-06-01 | 2020-07-01 |
5 | ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED | RO | Dealing in securities | 2020-07-02 | 2023-05-17 | Rep | Asset management | 2021-09-20 | 2023-05-17 |
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