Tham, Wai Ming 譚維明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Crosby Securities Limited | Rep | Advising on securities | 2024-03-12 | Rep | Asset management | 2024-03-12 | Rep | Dealing in securities | 2024-03-12 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-11-16 | 2017-08-27 | Rep | Advising on securities | 2016-12-02 | 2017-08-27 |
| 3 | Opus Capital Management Limited | Rep | Asset management | 2019-09-18 | 2021-12-15 |
| 4 | Opus Securities Limited | Rep | Dealing in securities | 2019-09-18 | 2021-12-15 |
| 5 | Quam Securities Limited | Rep | Asset management | 2022-05-24 | 2023-12-29 | Rep | Dealing in securities | 2022-05-24 | 2023-12-29 |
| 6 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2013-03-08 | 2015-11-06 | Rep | Advising on securities | 2017-08-31 | 2019-09-05 | Rep | Dealing in securities | 2017-08-31 | 2019-09-05 | Rep | Asset management | 2018-02-12 | 2019-09-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy