Zhang, Zhijie (SFC:BBB359) 章智杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2016-03-09 | 2016-09-12 | Rep | Dealing in securities | 2016-03-09 | 2016-09-12 |
| 2 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2016-03-09 | 2016-09-12 | Rep | Dealing in securities | 2016-03-09 | 2016-09-12 |
| 3 | Chinagri Cheung Kong Company Limited | RO | Advising on securities | 2021-01-15 | RO | Asset management | 2021-01-15 |
| 4 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2018-09-28 | 2019-02-13 | Rep | Asset management | 2018-11-14 | 2019-05-02 | RO | Advising on securities | 2019-02-13 | 2020-01-23 | RO | Asset management | 2019-05-02 | 2020-01-23 | Rep | Advising on securities | 2020-01-23 | 2020-06-30 | Rep | Asset management | 2020-01-23 | 2020-06-30 |
| 5 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-09-28 | 2019-02-13 | RO | Dealing in securities | 2019-02-13 | 2020-06-30 |
| 6 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2013-04-02 | 2014-01-08 | Rep | Dealing in securities | 2013-04-02 | 2014-01-08 |
| 7 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2016-09-15 | 2017-05-24 | Rep | Advising on securities | 2016-09-15 | 2017-05-24 | Rep | Dealing in securities | 2016-09-15 | 2017-05-24 | RO | Advising on corporate finance | 2017-05-24 | 2018-09-10 | RO | Advising on securities | 2017-05-24 | 2018-09-10 | RO | Dealing in securities | 2017-05-24 | 2018-09-10 |
| 8 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-09-15 | 2017-05-24 | RO | Dealing in securities | 2017-05-24 | 2018-09-10 |
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