Ma, Li (SFC:BBG535) 馬力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-08-18 | 2020-09-30 | Rep | Dealing in futures contracts | 2016-08-18 | 2020-09-30 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2013-05-10 | 2014-10-15 | Rep | Dealing in securities | 2013-05-10 | 2014-10-15 |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2022-11-16 | 2023-05-17 | Rep | Dealing in securities | 2022-11-16 | 2023-05-17 |
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