Lam, Edward Yee Fai 林宜輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-07-24 | 2014-07-30 |
2 | Quam Securities Limited | Rep | Dealing in securities | 2013-05-15 | 2014-07-16 | Rep | Asset management | 2014-04-07 | 2014-07-16 | Rep | Dealing in securities | 2014-12-29 | 2023-09-30 | Rep | Asset management | 2015-05-20 | 2023-09-30 | Rep | Advising on securities | 2016-01-21 | 2023-09-30 |
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