Wu, Shiau Ling Mary 吳小凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2013-12-23 | 2014-07-22 | Rep | Dealing in securities | 2013-12-23 | 2014-07-22 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-12-23 | 2014-07-22 |
| 3 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2013-05-20 | 2013-12-12 | Rep | Dealing in securities | 2013-05-20 | 2013-12-12 |
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