Liang, Yaoyuan 梁耀元
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-09-22 | |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2022-09-22 | Rep | Dealing in securities | 2022-09-22 |
| 3 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-11 | 2020-03-14 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2018-07-26 | 2020-03-14 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-24 | 2020-09-14 | Rep | Dealing in securities | 2020-08-24 | 2020-09-14 |
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