Chan, Hok Sing 陳學誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-20 | 2017-05-19 |
2 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2019-03-20 | 2021-01-19 | Rep | Asset management | 2019-03-20 | 2021-01-19 |
3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-07-15 | 2015-05-11 |
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