Lee, Hin Pong 李顯邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SBI China Capital Hong Kong Securities Limited | Rep | Advising on corporate finance | 2021-06-08 | 2021-07-15 | RO | Advising on corporate finance | 2021-07-15 | 2022-12-06 |
| 2 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2021-06-08 | 2021-07-15 | RO | Dealing in securities | 2021-07-15 | 2022-12-06 |
| 3 | Pine Peak Corporate Finance Limited | Rep | Dealing in securities | 2018-11-05 | 2018-12-19 | Rep | Advising on corporate finance | 2018-11-05 | 2020-04-17 | RO | Dealing in securities | 2018-12-19 | 2021-05-26 | RO | Advising on corporate finance | 2020-04-17 | 2021-05-26 |
| 4 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-02 | 2016-03-23 |
| 5 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-04-28 | 2018-10-11 |
| 6 | ORIENT CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2016-04-28 | 2018-10-11 |
| 7 | CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-07-25 | Rep | Dealing in securities | 2023-07-25 | 2023-10-30 | RO | Dealing in securities | 2023-10-30 |
| 8 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2013-07-29 | 2015-02-21 |
| 9 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-29 | 2015-02-21 |
| 10 | CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-11-11 | 2015-02-21 |
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