Mak, Chung Kit 麥宗杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Annum Asset Management (Hong Kong) Limited | Rep | Asset management | 2013-09-16 | 2014-02-10 |
2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2017-11-13 | |
3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-18 | 2017-07-21 |
4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-05-18 | 2017-07-21 | Rep | Leveraged foreign exchange trading | 2015-09-01 | 2017-07-21 |
5 | I-ACCESS INVESTORS LIMITED | Rep | Dealing in futures contracts | 2013-07-29 | 2015-04-30 | Rep | Dealing in securities | 2013-07-29 | 2015-04-30 |
6 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-06-08 | 2017-07-21 |
7 | Quam Securities Limited | Rep | Dealing in futures contracts | 2017-08-16 | 2017-10-27 | Rep | Dealing in securities | 2017-08-16 | 2017-10-27 |
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