Lam, Tsz Chun (SFC:BBQ049) 林子俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-06-08 | 2019-10-19 |
| 2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-05-10 | 2017-05-19 | Rep | Dealing in securities | 2018-02-07 | 2018-06-27 | RO | Dealing in securities | 2018-06-27 | 2019-10-19 | RO | Advising on securities | 2018-11-21 | 2019-10-19 |
| 3 | Quam Securities Limited | Rep | Dealing in futures contracts | 2013-08-28 | 2013-10-18 | Rep | Dealing in securities | 2013-08-28 | 2013-10-18 | Rep | Advising on securities | 2013-10-18 | 2013-11-18 | Rep | Dealing in futures contracts | 2013-11-18 | 2016-04-23 | Rep | Dealing in securities | 2013-11-18 | 2016-04-23 | Rep | Advising on securities | 2015-05-20 | 2016-04-23 |
| 4 | Union Insight Asset Management Limited | RO | Advising on securities | 2023-06-06 | RO | Asset management | 2023-06-06 |
| 5 | Wisdom Bright Asset Management Limited | Rep | Advising on securities | 2022-03-24 | 2022-07-13 | Rep | Asset management | 2022-03-24 | 2022-07-13 | Rep | Dealing in securities | 2022-03-24 | 2022-07-13 |
| 6 | Yunfeng Financial Markets Limited | Rep | Advising on securities | 2017-07-12 | 2017-09-21 | Rep | Dealing in securities | 2017-07-12 | 2017-09-21 | RO | Advising on securities | 2017-09-21 | 2017-12-31 | RO | Dealing in securities | 2017-09-21 | 2017-12-31 |
| 7 | Yunfeng Securities Limited | Rep | Advising on securities | 2017-07-12 | 2017-09-21 | Rep | Dealing in securities | 2017-07-12 | 2017-09-21 | RO | Advising on securities | 2017-09-21 | 2017-12-31 | RO | Dealing in securities | 2017-09-21 | 2017-12-31 |
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