Jor, Ho Yin 左浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2013-08-29 | 2014-11-20 |
2 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2013-08-29 | 2014-11-20 |
3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-11-26 | 2017-08-13 |
4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-11-26 | 2017-08-13 |
5 | SDICS International Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-08-25 | |
6 | SDICS International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2017-08-25 |
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