Ng, Thomas Cheng Kiong 黃貞強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2018-05-14 | 2019-10-18 | Rep | Advising on securities | 2018-11-01 | 2023-11-26 | RO | Dealing in securities | 2019-10-18 | 2023-11-26 |
| 2 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-10-03 | 2015-08-07 |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-10-03 | 2015-08-07 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2015-10-12 | 2018-03-01 |
| 5 | SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | Dealing in securities | 2015-10-12 | 2018-03-01 | Rep | Advising on corporate finance | 2016-04-08 | 2018-03-01 |
| 6 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2013-09-09 | 2014-02-07 | Rep | Dealing in securities | 2013-09-09 | 2014-02-07 |
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