So, Ka Yin 蘇家燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-07-03 | 2023-09-15 | Rep | Dealing in securities | 2014-07-03 | 2023-09-15 |
| 2 | Quam Securities Limited | Rep | Advising on securities | 2013-09-23 | 2014-06-12 | Rep | Asset management | 2013-09-23 | 2014-06-12 | Rep | Dealing in securities | 2013-09-23 | 2014-06-12 |
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