Takeuchi, Miki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2024-01-08 | |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2013-09-27 | 2014-04-28 | Rep | Dealing in securities | 2013-09-27 | 2014-04-28 | Rep | Automated trading services | 2014-08-20 | 2015-07-31 | Rep | Dealing in securities | 2014-08-20 | 2015-07-31 |
| 3 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2015-08-24 | 2021-09-30 | Rep | Dealing in futures contracts | 2019-02-04 | 2021-09-30 |
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